Peter Clive Sarnak


Quick Info

Born
18 December 1953
Johannesburg, South Africa

Summary
Peter Sarnak is South African/American mathematician who, with Alex Lubotzky and Ralph Phillips, introduced Ramanujan graphs which have led to advances in theoretical computer science, differential geometry, algebraic groups and finite groups. He has received many major awards including the Pólya Prize, the Ostrowski Prize, the Levi L Conant Prize, the Frank Nelson Cole Prize, the Paul R Halmos-Lester R Ford Prize and the Wolf Prize.

Biography

Peter Sarnak was born into a Jewish family in Johannesburg, South Africa. When he was about eight years old the family spent over two years in Israel and it was there that Peter has his first memories of becoming excited about mathematics [18]:-
There was another girl in the class and she showed me how to solve two simultaneous linear equations and I was just blown away about this and I just thought she was the greatest genius and I was just following her around. I asked her to explain something else to me - so she showed me how to eliminate variables which essentially is a big chunk of linear algebra. This was fascinating to me and then I showed it to my father and he knew how to do that too.
Mathematics was just something that he found easy and not challenging, so school mathematics did little to interest Peter. The thing he did find challenging was chess, and he was an enthusiastic player when at school; he played at both national and international level. After returning to South Africa, he attended the King David School in Victoria Park, Johannesburg, run by the South African Board of Jewish Education. He wrote in [21] that while at this school:-
... my passion was tournament chess where I enjoyed success at the junior and senior levels in southern Africa. My father was very supportive of my (and my brothers') involvement with chess while we were kids ...
He was indeed very successful becoming Junior Chess Champion of South Africa, and then Champion of Rhodesia.

Chess, however, led to another encounter with mathematics [18]:-
... when I was playing chess, I would read all the chess books from the local library of all the grandmasters. One of the grandmasters was a Russian Botvinnik, world champion around 1960. He had a degree in electrical engineering and would write in some of his books sort of mathematically. ... engineers used the letter j not i for the square root of minus one. ... he said it's the square root of minus one and I learned that from a world chess champion, and well, I understood what he was saying but he was using it as an analogy.
When in his final year of study at High School, Sarnak told his father he was going abroad to become a professional chess player. His father, however, insisted that his son undertake university studies before doing that. Sarnak graduated from the King David School in 1971 and entered the University of the Witwatersrand with the aim of specialising in physics.

Sarnak knew Eddie Price (1939-2022) who was a leading South African chess player and physics lecturer. After the award of a B.Sc. with Honours in physics from the University of the Witwatersrand, Price had gone to England to obtain a Master's Degree in physics from St John's College, Cambridge, before returning to the University of the Witwatersrand as a lecturer in physics. During his first year studying physics, Sarnak told Price that he was miserable doing physics labs. Price said that if it was the theoretical side of physics that he enjoyed, then he was better to major in applied mathematics. He had found the first year mathematics courses exciting [34]:-
What won me over as a first year undergraduate studying mathematics was abstraction and specifically that conceptual thinking can make the solution of a problem and understanding of a theory completely transparent. I remember the first course in abstract linear algebra as a spark, and also a topology course that drew me to want to learn and understand much more.
So Sarnak changed to study both pure and applied mathematics. He [6]:-
... completed his BSc degree at the University of the Witwatersrand in 1974. He was awarded the Herbert Le May prize for Applied Mathematics and the William Cullen Medal for the best graduate in the Faculty of Science in 1974. He went on to complete his BSc Honours in Pure Mathematics also at the University of the Witwatersrand and was awarded the Unico Chemical Company Gold Medal for the Best Honours student in the Science Faculty in 1975.
The Professor and Head of the Department of Mathematics at the University of the Witwatersrand when Sarnak studied there was Douglas Barker Sears. Born in South Africa, Sears had gone to England in 1950 and trained under E C Titchmarsh becoming an expert on differential equations. Although Sarnak had begun his studies at university with the intention of having a career in chess, once he met deep mathematics he gave up the idea of a chess career and became determined to become a mathematician. A course by Sears had made a major impression on him [12]:-
One of my teachers D B Sears (who was one of the few students of the British analyst E C Titchmarsh and worked on spectral theory of differential operators) gave a course on Gelfand's theory of Banach Algebras. The course was aimed at showing the power of this elegant theory and its broad applications, and it left a tremendous impression on me - it was the first piece of modern mathematics that I had seen.
Sarnak was definite about wanting to carry on to postgraduate work but at that time South Africa was not a good place for that. All his lecturers, impressed with his abilities, told him that he should go to either Oxford or Cambridge. Sarnak, however, felt that if he went to either, then he would be encouraged to go as quickly as possible to a doctorate but he wanted a broader postgraduate experience. The United States offered what he sought, so he applied to universities there. He decided to accept Stanford University and began his studies there in 1976.

When at the University of the Witwatersrand, Sarnak had known fellow student Helen Nissenbaum, the daughter of Michael Meyer Nissenbaum and Rose Stillerman. Helen was awarded a B.A. Mathematics and Philosophy in 1975 and First Class Honours in Philosophy in 1976, both from the University of the Witwatersrand. With Sarnak, she began her postgraduate studies at Stanford University in 1976. Peter Sarnak and Helen Nissenbaum were married on 9 June 1977 in San Francisco, California. Helen was awarded an M.A. Social Sciences in Education from Stanford in 1978 and continued to study at Stanford for a Ph.D. Let us note that Peter Sarnak and Helen Nissenbaum have three daughters.

Peter Sarnak's postgraduate studies at Stanford were supervised by Paul Cohen. Cohen was a world leader in mathematical logic and had been awarded a Fields medal in 1966 for his proof that the continuum hypothesis and the axiom of choice could not be deduced from the axioms of Zermelo-Fraenkel set theory. This looks like a narrow speciality, rather than the breadth that Sarnak was seeking, but he explained in [45]:-
I had taken some basic courses in mathematical logic and even some about Cohen's technique of forcing. I had heard from some of the faculty that Cohen was a very dynamic and brilliant mathematician and found this very appealing. This information was rather accurate and I was very fortunate to learn a great amount of mathematics and especially taste and quality from Paul Cohen.
He also spoke about Cohen in the interview [34]:-
Paul Cohen, who was my thesis advisor, had a major influence on my mathematical taste, knowledge, insight and intuition. His view of the unity of mathematics (and that one really need not stick to a small sub-field) made a big impression on me. Together, Paul and I studied a good portion of Selberg's works, and the core of my own work is very much shaped and influenced by Selberg's ideas.
Sarnak's 111-page Ph.D. thesis Prime Geodesic Theorems was approved in August 1980. In it he gives the following acknowledgement:-
I would like to thank my adviser, Professor P Cohen, for all he taught me over the past few years, and for his encouragement and advice. I would also like to thank Professor R S Phillips for his encouragement and the many discussions on and relating to the subject of this thesis. To my office mate, A Woo, thanks for all the mathematics learned and done together. ... Finally, thanks to Helen for her continual support.
Helen is, of course, Sarnak's wife. Also mentioned in this quote is Ralph Saul Phillips (1913-1998) who became an important collaborator of Sarnak's, the two writing seventeen joint papers. Sarnak wrote about Phillips' influence when he was a postgraduate student in [51]:-
From the point of view of students and young postdocs, Ralph was a model professor. He always welcomed people into his office to discuss mathematics or to do joint readings. ... In seminars and colloquia he never hesitated to ask a basic question, even though it might well show some ignorance. His were the questions that many in the audience were wondering about but were afraid to ask. In fact, Ralph was never interested in dazzling; he never put on airs. He was happy and satisfied with what he was doing, and it was contagious. He much preferred to work together with others, and as is clear from his many successful collaborations, he was very good at it.
Alex Woo, Sarnak's 'office mate', was a Ph.D. student advised by Ralph Phillips. His thesis was Scattering Theory on Real Hyperbolic Spaces and their Compact Perturbations (1981).

Returning to Sarnak's Ph.D. thesis, we quote now the beginning of the Introduction:-
A lot of work has been done in recent years concerning closed geodesics on Riemannian manifolds. In the case that the manifold has a "large" fundamental group such as a surface of genus g ≥ 2, the existence of infinitely many such geodesics is easily demonstrated by exhibiting one in each free homotopy class. The work referred to above is concerned with showing the existence of infinitely many prime geodesics on any compact, closed manifold.

It is our aim in this thesis to study the asymptotic distribution of the lengths of periodic geodesics, and consequences thereof. The results we obtain have interesting applications to number theory as well as to the behaviour of eigenvalues of the Laplace-Beltrami operator on Riemannian manifolds.

There are three different methods of getting hold of the closed geodesics. The first is to use the fact that these geodesics are critical points of the energy integral on a path space. Secondly, by viewing these geodesics as periodic orbits of the geodesic flow, one may use methods of topological dynamics. Finally, in the case of constant curvature, the lengths of the closed geodesics can be identified through exact trace formulas such as the Selberg Trace Formula. We will be concerned mainly with the latter two methods, as they are more useful as far as asymptotics of the lengths is concerned.
Sarnak was appointed as Assistant Professor of Mathematics at Courant Institute of Mathematical Sciences, New York University in 1980 and promoted to Associate Professor there in 1983. Also in 1983 he was one of twenty mathematicians awarded an Alfred P Sloan Fellowship for Basic Research [52]:-
The recipients were selected on the basis of their exceptional potential to make creative contributions to scientific knowledge. ... Candidates for fellowships are nominated by senior scientists familiar with their talents. Fellows need not pursue a specified research project and are free to shift the direction of their research at any time.
In 1985 he was named Presidential Young Investigator [53]:-
The National Science Foundation recently announced ... the Presidential Young Investigator Awards for 1985. This is the second year in a program begun in 1984. ... The awards, which fund research by faculty near the beginning of their academic careers, are intended to help universities attract and retain outstanding young Ph.D.'s who might otherwise pursue non-teaching careers.
...
Names of 1985 recipients of Presidential Young Investigator Awards in the mathematical sciences, their institutional affiliations and research interest follow: ... Peter Sarnak (Stanford University), Analysis, Number Theory and Geometry ...
For more information about these awards and other major awards made to Sarnak, see THIS LINK.

Back at Stanford University, Sarnak became a full professor in 1987. He spent a sabbatical year 1987-1998 as a Fellow at the Institute of Advanced Studies, Hebrew University of Jerusalem, Israel. He was appointed as a Professor at Princeton University in 1991 and named H Fine Professor there in 1995. He served as Head of Mathematics at Princeton 1996-99. In addition to his role at Princeton University, he was a member of Institute for Advanced Study 1999-2002 and a Professor at the Courant Institute 2001-2005. In 2002 he was named Eugene Higgins Professor of Mathematics at Princeton University.

Sarnak's two main areas of research are number theory and analysis on manifolds. His first papers on number theory were: Class numbers of indefinite binary quadratic forms (1982), Sums of Kloosterman sums (1983), The arithmetic and geometry of some hyperbolic three-manifolds (1983), and Additive number theory and Maass forms (1984). On analysis on manifolds and dynamical systems, his first papers were: Asymptotic behavior of periodic orbits of the horocycle flow and Eisenstein series (1981), Entropy estimates for geodesic flows (1982), A new curvature invariant and entropy of geodesic flows (1984), and Domains in hyperbolic space and limit sets of Kleinian groups (1984).

One of his most important papers was Ramanujan graphs (1988) [36]:-
In his celebrated 1988 paper with Alex Lubotzky and Ralph Phillips, Sarnak constructed a family of (what they called) Ramanujan graphs - these are expander graphs which are, in many ways, optimal. This was, at the time, revolutionary - it was known that a random graph was an expander, but no one knew how to construct one deterministically, and certainly no one even guessed that a deterministic family with optimal expansion properties was possible. The result had immediate repercussions in theoretical computer science, but many of the techniques were developed further (often by Sarnak and his students) to create a veritable revolution in mathematics, involving such diverse fields as differential geometry and algebraic and finite groups.
In 1990 Sarnak was an invited speaker in the Number Theory Section of the International Congress of Mathematicians held in Kyoto, Japan. He gave the talk Diophantine problems and Linear Groups and began his lecture as follows:-
In this lecture we describe and exploit the relation between analytic Diophantine problems on homogeneous varieties and harmonic analysis on the corresponding groups. For the case G = SL(2) this relation has been well studied and striking applications to analytic number theory have been found, especially by Iwaniec and his collaborators. Our focus here will be on general G where this aspect of the theory is still in a primitive state.
Eight years later, at the 1998 International Congress of Mathematicians held in Berlin, Sarnak was a plenary speaker delivering the talk L-functions. The lecture began:-
Since Hecke's work, the theories of L-functions and of automorphic forms have been closely interwoven. In this talk, we review some recent developments concerning the analytic aspects of these topics.
Sarnak described the areas he worked on in [21]:-
I have worked in areas ranging from analysis to number theory and mathematical physics. A recurring theme throughout this work is the role of symmetry and group theory. The modern theory of zeta and L-functions, which has its origins in the works of Dirichlet and Riemann, has far-reaching applications to prime numbers, to Diophantine equations such as the solution of quadratic equations in several integer variables, to combinatorics and theoretical computer science, and even to the understanding of the quantizations of certain arithmetically defined chaotic Hamiltonian systems. Finding and exploiting these applications in order to solve basic problems of these types has been one of the major thrusts of my work.
His outstanding contributions to these areas led to him winning major awards in addition to the two mentioned above. He has been awarded the 1998 George Pólya Prize in Mathematics for:-
... pathbreaking extension of steepest descent methods for the asymptotic analysis of oscillatory Riemann-Hilbert problems.
He was awarded the 2001 Ostrowski Prize [13]:-
His contributions to number theory and to questions of analysis often motivated by number theory have been very influential in mathematics.
Along with Nicholas Katz, he received the 2003 Levi L Conant Prize for the [1]:-
... expository paper "Zeroes of zeta functions and symmetry". [It] is a model of high-level exposition. Katz and Sarnak do justice to their beautiful topic, a rich mix of intensive numerical exploration, conjectures, and theorems.
He received the 2005 Frank Nelson Cole Prize in Number Theory [2]:-
... for his work relating the distribution of zeros of L-functions in certain families to the distribution of eigenvalues in a large compact linear group of a type that depends on the family of L-functions one is considering.
Sarnak was awarded the Paul R Halmos-Lester R Ford Prize in 2012 for his paper Integral Apollonian Packings and the Wolf Prize in Mathematics in 2014 [14]:-
... for his deep contributions to analysis, number theory, geometry, and combinatorics.
The Royal Society of London awarded Peter Sarnak its Sylvester Medal in 2019:-
... for transformational contributions across number theory, combinatorics, analysis and geometry.
For more details of all these awards, see THIS LINK.

In addition to these awards, Sarnak received honorary degrees from a number of universities including the Hebrew University of Jerusalem (2010), the University of Chicago (2015), the University of the Witwatersrand (2014), the University of St Andrews (2016), King's College, London (2017), and Stockholm University (2023).
For the citation given for the honorary D.Sc. from the University of St Andrews, see THIS LINK.

Sarnak was elected a member of the American Academy of Arts & Sciences in 1991; elected as member of the National Academy of Sciences in 2002; elected a fellow of the Royal Society of London in 2002; elected a member of the American Philosophical Society in 2008; elected a member of the Academia Europaea in 2013; became a fellow of the American Mathematical Society in 2018; and became an honorary member of the London Mathematical Society in 2021.

It is not only in research that Sarnak has excelled, for he has also shown himself to be an outstanding lecturer for undergraduates. In 2014 he received the Phi Beta Kappa Teaching Award from Princeton University [30]:-
... this honour is awarded based on skill in instruction, commitment to working with and building relationships with undergraduates, and ability to spark students' interests. To this end, senior Daniel Kriz had this to say about Sarnak: "Perhaps my favourite undergraduate maths class at Princeton was MAT 415 Analytic Number Theory. … [Professor Sarnak] always paid careful attention to make sure the entire class was up to speed during lecture, and the assigned problem sets which he personally devised were not only illuminating and thought-provoking, but (dare I say) fun as well. Moreover, he was more than willing to go over material both after lecture and outside the classroom; I have not met another instructor so happy to meet outside of class, sit down and point to exactly where, how and why my proof was wrong."
As an advisor of graduate students, Sarnak has also received much praise. For example, Marybeth Perrin writes in [20]:-
By far my biggest mentor was Peter Sarnak, my advisor in graduate school. Grad school was (for me and for many others) a time of real struggle. Before that it was all "learn this subject, do some problems sets, learn some more, you're doing great!" but in Grad school there's a need to produce original work, which I had never done or even considered really until that point. Peter is extraordinarily supportive, enthusiastic, and energetic. Every time I met with him I left feeling like a million bucks. This is pretty rare in an advisor and I really needed it. On a more technical level a lot of my interests in mathematics were taken in one form or another from Peter. He was (and still is) very good at picking problems for me to work on and the directions he pushed me in have proven fruitful.
Another of Sarnak's graduate students was Akshay Venkatesh who spoke about his advisor in [48]:-
Sarnak is a very positive person. You would go in to see him and, of course, you'd be depressed because you hadn't been able to do anything. But you'd come out of his office feeling cheerful. You'd come out feeling you're working on the right thing. I think that's actually very valuable - that he was able to kind of make you feel positive. He was able to motivate you. That was really valuable for me. For a graduate student it can be very difficult. It's very easy to get discouraged if you have no real understanding that you're going to be stuck for a very long time.
Now let us look at Sarnak's books: Some applications of modular forms (1990); (with N M Katz) Random matrices, Frobenius eigenvalues, and monodromy (1999); and (with G Davidoff and A Valette) Elementary number theory, group theory, and Ramanujan graphs (2003). Solomon Friedberg writes in a review of the first of these [9]:-
This book treats in detail a remarkable range of ideas and beautiful mathematics. It is highly recommended to everyone interested in modular forms.
The 1999 book, co-authored with Nicholas M Katz, was reviewed by Philippe G Michel who writes [17]:-
This book is fascinating in many aspects: First, its rigorous, systematic and accessible exposition of the subject makes it a bright landmark at the crossroads of arithmetic and mathematical physics; no doubt it will become a basic reference in random matrix theory. Second, it offers its reader a bouquet of beautiful new results but also leaves the door open to many challenging conjectures.
Finally, the 2003 book is reviewed by Thomas R Shemanske who writes [43]:-
It would make a great text for an honours or senior seminar, showing how elegantly many different areas of mathematics come together to solve a very concrete problem of broad interest and application.
For more information about these three books, see THIS LINK.

In 2007, in addition to being Eugene Higgins Professor of Mathematics at Princeton, Sarnak was appointed to a professorship at the Institute for Advanced Study [16]:-
Leading number theorist Peter Sarnak has joined the Faculty of the School of Mathematics at the Institute for Advanced Study. Sarnak, a Member at the Institute from 1999 to 2002 and from 2005 to 2007, is the Eugene Higgins Professor of Mathematics at Princeton University. He will continue to hold his appointment at Princeton in conjunction with his professorship at the Institute. Peter Goddard, Director of the Institute, described Sarnak as a scholar who "combines distinction as one of the world's leading number theorists with outstanding talents as a mentor of younger mathematicians. He inspires enormous enthusiasm for his subject and fosters interactions across disciplinary boundaries."
...
Regarding his appointment, Sarnak commented, "I am delighted to join the Institute for Advanced Study and to participate in its primary mission of scholarship, research, and mentoring. To step into the unique intellectual environment that has defined the Institute since its beginnings is a challenge and an opportunity that I am grateful to embrace."
In 2022 Sarnak was named Gopal Prasad Professor at the Institute for Advanced Study [37]:-
The Institute is proud to announce the creation of the Gopal Prasad Professorship in recognition of prolific mathematician and six-time Member of Institute for Advanced Study (IAS), Gopal Prasad. The professorship, endowed with a gift from the Prasad family, ensures that future generations of scholars, from all regions of the world, have the opportunity to benefit from the unique environment of discovery at IAS. Peter Sarnak, current Professor in the School of Mathematics, has been selected as the inaugural Gopal Prasad Professor. The professorship is to be held by Faculty in the Schools of Mathematics and Natural Sciences.
Sarnak has given exceptional service to the mathematical community on numerous editorial boards including: the American Mathematical Society Colloquium Series; the International Mathematics Research Notices; Communications in Mathematical Physics; Forum Mathematics; Journal of Experimental Mathematics; Annals of Mathematics; Compositio Mathematics; Geometric & Functional Analysis; Duke Mathematics Journal; AIMS Library of Mathematical Sciences, Cambridge University Press; Cambridge Tracts in Mathematics; New Mathematical Monographs, Cambridge University Press; Cambridge Studies in Advanced Mathematics; and Notices of the American Mathematical Society.


References (show)

  1. 2003 Conant Prize, Notices of the American Mathematical Society 50 (4) (2003), 478-479.
  2. 2005 Cole Prize in Number Theory, Notices of the American Mathematical Society 52 (4) (2005), 445-446.
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  24. Peter Sarnak Awarded Honorary Doctorate from Stockholm University, Institute for Advanced Study (29 September 2023).
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  30. Professor Peter Sarnak to be Honored with Phi Beta Kappa Teaching Award, Department of Mathematics, Princeton University (2024).
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  31. Professor Peter Sarnak Presented Honorary Doctorate by University of Witwatersrand, Department of Mathematics, Princeton University (2024).
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  32. Professor Peter Sarnak Awarded Honorary Doctorate from the University of St Andrews, Department of Mathematics, Princeton University (2024).
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  33. Professor Peter Sarnak to be awarded the 2014 Wolf Prize in Mathematics, Department of Mathematics, Princeton University (2024).
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  37. L Sandberg, Gopal Prasad Professorship Established at IAS, Institute for Advanced Study (28 April 2022).
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  51. P Sarnak, Ralph Phillips, Notices of the American Mathematical Society 47 (5) (2000), 561-563.
  52. Sloan Fellowships Awarded, Notices of the American Mathematical Society 30 (4) (1983), 394.
  53. 1985 Presidential Young Investigators Named, Notices of the American Mathematical Society 32 (3) (1985), 371-372.
  54. Myhill Lecture Series 2013: Peter Sarnak, Department of Mathematics, University at Buffalo (2024).
    https://www.buffalo.edu/cas/math/news-events/myhill/peter-sarnak.html
  55. Peter Sarnak, National Academy of Sciences.
    https://www.nasonline.org/member-directory/members/3002624.html
  56. Peter Sarnak, Academia Europaea.
    https://www.ae-info.org/ae/Member/Sarnak_Peter
  57. Peter Sarnak, American Philosophical Society.
    https://search.amphilsoc.org/memhist/search?creator=Sarnak&title=&subject=&subdiv=&mem=&year=&year-max=&dead=&keyword=&smode=advanced
  58. Peter Sarnak, American Academy of Arts & Sciences.
    https://www.amacad.org/person/peter-clive-sarnak
  59. R Chapman, Review: Some applications of modular forms, by Peter Sarnak, Bulletin of the London Mathematical Society 24 (1) (1992), 89-90.
  60. D Bressoud, Review: Random matrices, Frobenius eigenvalues, and monodromy, by N M Katz and P Sarnak, The American Mathematical Monthly 196 (6) (1999), 597.
  61. D R Heath-Brown, Review: Random matrices, Frobenius eigenvalues, and monodromy, by N M Katz and P Sarnak, Bulletin of the London Mathematical Society 32 (1) (2000), 118-119.
  62. T J Pfaff, Review: Elementary number theory, group theory, and Ramanujan graphs, by G Davidoff, P Sarnak and A Valette, Mathematical Association of America (1 April 2004).
    https://maa.org/press/maa-reviews/elementary-number-theory-group-theory-and-ramanujan-graphs

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Written by J J O'Connor and E F Robertson
Last Update March 2024