Eric Stephen Barnes


Quick Info

Born
16 January 1924
Cardiff, Wales
Died
16 October 2000
Adelaide, South Australia, Australia

Summary
Eric Barnes was a number theorist who did important work decoding Japanese messages during World War II. He made major contributions to mathematics in Australia, serving at both at the University of Sydney and the University of Adelaide.

Biography

Eric Barnes was the son of Harry William Barnes (1899-1971), and Dorothy Banks Burnell (1898-1982). Harry Barnes was baptised in Cardiff on 12 December 1899, the son of a painter. He married Dorothy Banks Burnell in the Parish Church of Canton, Cardiff, on 6 June 1923. Harry Barnes's occupation on the marriage certificate is "Hotel Boots". Eric Barnes, the subject of this biography, born in January 1924, was their only child. The Depression in the 1920s made life for the Barnes family a very difficult one and they made the decision to emigrate to Australia. Harry Barnes planed to leave first with Dorothy and Eric to follow about a year later. Harry Barnes departed from London on 29 May 1926, on the ship the Ormonde, bound for Sydney, Australia. He gave his address in Wales as 24 Turner Road, Canton, Cardiff and his occupation as "Hotel Porter". As planned, Dorothy and Eric sailed to Sydney, Australia, in 1927 to join Harry but Dorothy found the new life there difficult and returned to Cardiff with her son Eric sailing from Brisbane, Australia to Hull, England on the Moreton Bay. They reached Hull on 18 May 1929 and went to live at 8 Surrey Street, Canton, Cardiff. The surprising thing about her arrival documents is the Eric, who at that time was five years old, has his occupation given as "Scholar". Dorothy and Eric were soon on their way back to Sydney, sailing on 30 October 1929 on the Jervis Bay.

Eric Barnes attended Punchbowl Primary School, on Canterbury Road in Punchbowl, a suburb of Sydney. He showed extraordinary all-round ability and, rather than sitting in classes which were too easy for him, he twice missed a grade. As a consequence he sat the Primary Final examination when only nine years old and, although he achieved a grade to enter High School, he was deemed too young and had to spend another year in the Primary School. After this year he took the Primary Final examination for the second time and now he was ranked among the top students in the State and should have been awarded a State Government Bursary. The conditions on the Bursary required the student to be 11 years of age on or before 1 January 1924 but young Barnes was not 11 for another 15 days. His parents, however, decided they would support him financially despite the bureaucratic bursary decision and, in 1935, he began his studies at Canterbury Boys' High School. This school, founded in 1919, had become a full High School in 1925 and, when Barnes studied there, the headmaster was A W Cusbert. He was a strong advocate for public examinations and after Barnes had completed a year at the school he was encouraged to sit the Primary Final examination for the third time and was awarded a State Government Bursary.

At Canterbury Boys' High School, Barnes continued to show extraordinary all-round ability. He took the Intermediate Examinations in 1937 and gained an A grade in all his eight subjects. He received a pair of gold cufflinks as a prize for this outstanding achievement. He continued at the High School and, at the age of 15, took the Leaving Examinations in 1939. He took Mathematics, French, German, English and Latin receiving the highest grade for all of them. It was in Mathematics and French that he gained top honours and he was awarded the Barker Scholarship for Mathematics. In [14] it is stated that Barnes shared the Garton Prize for French. We can find no other reference to the 'Garton Prize for French' and wonder if there is a misprint in the name of the prize.

During his final years at school, Barnes thought that he would train as a actuary. At this time the way to become an actuary in Australia was through a system of professional examinations administered by the Institute of Actuaries in London. A candidate would study for these exams while working, usually for a life assurance company. The outbreak of World War II in 1939 meant that there would be problems with examination papers reaching Australia so Barnes changed his mind and decided to study at the University of Sydney.

Barnes was still undecided whether mathematics or French were the subjects for him when he enrolled in the University of Sydney in 1940. He therefore decided to take the honours BA course in both subjects. He was taught mathematics by Thomas Room, the head of department, and Richard Jenkins Lyons (1885-1951) who was a Reader in Geometry. He won prizes in both subjects and completed the 4-year course in three years, graduating in 1943 with First Class honours in Mathematics and in French. In each discipline the University of Sydney considers awarding the University Medal to honours students based on outstanding academic performance over their complete student enrolment. Barnes' academic performance had indeed been outstanding in mathematics and in French over his three years and he was put forward for a University Medal in both subjects. The University, however, decided he did not qualify since he had only spent three years on the 4-year courses.

The Special Intelligence Section HQ of the Australian Military Forces was set up in the Victoria Barracks in Melbourne to decode Japanese messages. Initially it was run by the Australian Navy but it was taken over by the Australian Army in November 1942. A D Trendall, Professor of Greek at the University of Sydney, was in charge of cryptography assisted by R S Bond, also a classics scholar. Mathematicians T G Room and R J Lyons were also involved in decoding at this time and Barnes' exceptional abilities were well known both for his achievements at Canterbury Boys' High School and at the University of Sydney. At Christmas 1942 Bond was on leave in Sydney and approached Barnes about joining the decoding group in Melbourne. On 3 January 1943 a request was made to the Director of Military Intelligence that one additional person with special skills be appointed to the group as soon as possible. Barnes was appointed and spent three years in Melbourne.

In the Special Intelligence Section Barnes showed great "creative talent" and "brilliant intuition". The book [1] contains information about Barnes' work breaking Japanese codes and we have extracted a few quotations which you can read at THIS LINK.

We note that this book does not contain an interview of Barnes or an article by him. It seems likely that although he was keen to talk about cryptography throughout his life, he took seriously the "Official Secrets Act" and was reluctant to give details of his own contributions during the war.

In an article 'Our War of Words' in the Sydney Morning Herald of 19 September 1992, David Jenkins praised the Australian code-breakers 'who helped change the course of history' [11]:-
The code-breakers were mainly classicists and mathematicians. There were, however, notable exceptions to the rule that said that classicists were better than mathematicians. One or two of the younger mathematicians, Barnes in particular, proved to be highly skilled code-breakers. In conversation in later years Eric recalled that he gained his commission as a Lieutenant because of his success in cracking a Japanese code that had baffled the British experts at Bletchley Park.
While in Melbourne, Barnes tried to continue his study of mathematics but this was hindered by Melbourne University Library refusing to let him borrow books. He found his decoding work challenging and satisfying, continuing that interest with cryptography throughout his life [1]:-
... he was fascinated by his war work and used to give talks on cryptography. He was also familiar with modern cryptography (it sounded diabolically sophisticated and is in great demand for computer security).
The three years of war work did nothing, however, to push his career forward. It did one good thing for mathematics since it finally made him choose mathematics rather than French as a career.

After the war ended Thomas Room was keen to have Barnes return to the University of Sydney so he arranged for his early demobilisation and appointed him as a Teaching Fellow in Mathematics at the University of Sydney in 1946. He was given heavy teaching duties and realised that to forward his career he would need to become a research mathematician. He successfully applied for a J B Watt Travelling Scholarship from the University of Sydney and also applied to the University of Cambridge to study the mathematical tripos. He had to reapply to Cambridge but was then accepted and sailed from Sydney to England to begin his studies at Trinity College, Cambridge, in August 1947. Since he already had a First Class honours degree in mathematics from the University of Sydney he was allowed to complete the 3-year mathematical tripos in two years. He was awarded a BA in 1949 and then began research advised by Louis Mordell whose number theory seminar he attended. Barnes wrote (see for example [14]):-
So in 1949 and 1950 I ate, drank and slept mathematics: reading and writing out notes on or translations of papers in the Cambridge Philosophical Society Library, working at problems on binary quadratic and bilinear forms and attending lecture courses and seminars.
When Barnes began research advised by Mordell, he quickly became friendly with John Henry H Chalk (1922-2004). We note that John Chalk earned two Ph.D. degrees, one from University College, London, and one from Cambridge, under the supervision of H Davenport, L J Mordell, and E Artin. John was then a Postdoctoral Fellow at Princeton before being appointed to the University of Toronto in 1960. It was Chalk who suggested the problem that Barnes solved and published in his first paper Non-homogeneous binary quadratic forms submitted for publication on 15 June 1949. In it he writes:-
I am indebted to Dr J H H Chalk, who suggested the original problem, and to Professor L J Mordell for valuable suggestions and discussions.
He then submitted three parts of a paper to the London Mathematical Society. The minimum of the product of two values of a quadratic form (I) was received on 22 May 1950 and contains the following acknowledgement:-
I should like here to express my indebtedness to Dr J H H Chalk, who has proved (in an unpublished paper) that ... and who suggested to me the possibility of extending this result. My thanks are due also to Prof L J Mordell for his guidance in the writing of this paper.
Part (II) and Part (III) were both submitted to the London Mathematical Society on 26 July 1950. These three major papers total 77 pages, all published in the Proceedings of the London Mathematical Society in 1951. One further paper by Barnes was published in 1951, namely The minimum of a factorizable bilinear form. He writes in this paper:-
It was suggested to me by Professor L J Mordell that the methods of this paper might be extended to deal with more general classes of forms. Such an extension is in fact possible, and I hope shortly to publish some results on the minimum of a general bilinear form in four variables.
The paper he referred to here was published in 1952 and, in the same year, the first of his joint papers with Peter Swinnerton-Dyer, namely The inhomogeneous minima of binary quadratic forms (I) was published.

Barnes submitted these papers for the Smith's Prize and for a Trinity College fellowship and was successful in both. He was awarded a Ph.D. in 1952 for his thesis Minimal Problems for Quadratic and Bilinear Forms. The Abstract is as follows:-
Chapter I contains a summary of classical results in the theory of the reduction of indefinite binary quadratic forms. The following three chapters are concerned with the function

          P=P(x,y,u,v)=Q(x,y)Q(u,v)P = P(x, y, u, v) = Q(x, y ) Q(u, v),

where Q(x, y) is an indefinite binary quadratic form with real coefficients and discriminant D > 0, and the variables are integers subject to the condition

         xvuy=1| xv - uy | = 1.

Complete results are given for M(P), the lower bound of |P|, and for M+(P)M_{+}(P) and M- (P), the lower bounds of the positive and the negative values of P respectively. In each case it is shown that there exists an enumerably infinite sequence of isolated minima tending to a limiting value, and that the set of forms with minimum arbitrarily close to this limiting value has the cardinal number of the continuum.

A generalization of these results is given, in Chapter VII, to indefinite ternary forms Q(x, y, z) of determinant d ≠ 0. Here

          P=Q(x1,y1,z1)Q(x2,y2,z2)Q(x3,y3,z3)P = Q(x_{1}, y_{1}, z_{1}) Q(x_{2}, y_{2}, z_{2} ) Q(x_{3}, y_{3}, z_{3}),

and the variables are integers with determinant ±1. It is shown that M(P)<d2.2M(P) < \Large\frac{|d|}{2.2}\normalsize except when Q is equivalent to a multiple of one of three special forms, where M(P)M(P) is either 23d\large\frac{2}{3}\normalsize |d| or 225d\large\frac{2}{25}\normalsize |d|.

The remaining chapters, V and VI, are devoted to a study of the general bilinear form

          B=B(x,y,z,t)=αxz+βxt+γyz+δytB = B (x, y, z, t ) = \alpha xz + \beta xt + \gamma yz + \delta yt

in integral variables satisfying xtyz=1| xt - yz | = 1. The form has two independent invariants under integral unimodular transformation, which may be taken as

          D=(β+γ)24αδD = (\beta + \gamma)^{2} - 4\alpha\delta,

and ω=βγD\omega = \Large\frac{|\beta-\gamma|}{√|D|}\normalsize (for D0D ≠ 0).
He married Ivy Stewart Caird (1922-2011), known as Stewart, in June 1951. Stewart Caird had been born in Melbourne, Australia on 22 February 1922 to William Caird, born in Scotland, and Ivy Emily Augusta Colley, born in England. Eric and Stewart Barnes' son, Peter Barnes, was born in Cambridge in February 1953. In 1951, as well as getting married, Barnes was appointed as a Lecturer in Mathematics at the University of Cambridge; it was a 3-year post. Maurice Norman Brearley (1920-2013), who later became Professor of Mathematics at the Point Cook RAAF Academy, University of Melbourne, attended Barnes' lectures and wrote (see, for example, [14]):-
I was fortunate to attend a one-term course of lectures on linear algebra by Eric in Part 2 of the Cambridge Mathematical Tripos. His style was lucid and unhurried, his blackboard work always impeccable. He rarely consulted his notes during a lecture, giving the impression that he was not working from a planned script. Each lecture, however, ended precisely on time at a stage where there was a natural break in the mathematics; never was he part way through a proof when time ran out, which showed the whole had been meticulously planned. Eric had a dry sense of humour, far removed from any conscious joke. After introducing the concept of homomorphism he remarked: 'One of the Morph brothers'. The characteristic which I most appreciated was his ability to make even quite difficult concepts easy to grasp.
The Trinity College fellowship together with the University lectureship did not provide Barnes with an income that would allow him to support his wife and young son well. He applied for a Senior Lectureship at the University of Sydney and received an offer of the post but Cambridge, highly valuing Barnes' excellent research record of research and of teaching, made a counter offer of a lectureship at Cambridge. Barnes enjoyed the research opportunities undertaking joint projects with Cambridge scholars and felt tempted to remain at Cambridge. Sydney, however, were equally keen to attract him and offered him a readership. He accepted and on 17 July 1953 he set sail from London to Sydney with his wife and young son on the H.M.S. Orontes.

At the University of Sydney Barnes, although now much more isolated as a researcher, continued to produce a steady stream of high quality papers. This was recognised with a number of honours. In 1954 he was awarded the Edgeworth David Medal from the Royal Society of New South Wales. This Medal:-
... is awarded for the most meritorious contributions to knowledge and society in Australia or its territories, conducted mainly in New South Wales by an individual who is from 5-15 years post-PhD or equivalent on 1 January of the year of the award, together with signs of leadership. The recipient may be resident in Australia or elsewhere.
Barnes was the first mathematician to be awarded this Medal. Also in 1954 he was elected to the Australian Academy of Science. The citation for the award reads [8]:-
He has made many fruitful contributions to the Geometry of Numbers, showing high skill in the use of simple methods to solve problems which lie quite deep in the theory of numbers. For earlier work in this field he was awarded a Smith's Prize and was elected to a Fellowship of Trinity College, Cambridge.
In 1959 the Australian Academy of Science awarded Barnes their Thomas Ranken Lyle Medal. This Medal is awarded at most every two years to a mathematician or physicist for their outstanding research accomplishments. It is named after Thomas Ranken Lyle, an Irish mathematical physicist who became a professor at the University of Melbourne. After being presented with the Medal, Barnes delivered a lecture on number theory.

Eric and Stewart Barnes had a second child, a daughter Erica, born in Sydney in 1956.

Harold William Sanders was born on 16 September 1893 and died on 3 September 1983 in his 90th year. He was the Elder Professor of Mathematics at the University of Adelaide from 1944 to 1958, and was a foundation member of the Australian Mathematical Society, resigning in 1958 at the time of his retirement. The University of Adelaide Council decided that, following Sanders' retirement, they would appoint two professors of mathematics, one for Pure Mathematics and one for Applied Mathematics. Barnes was offered the Elder Chair of Pure Mathematics at the University of Adelaide and was made Head of the Department of Mathematics for three years. He took up the position in January 1959, setting up home for himself and his family in Adelaide. Later in 1959 Renfrey Burnard Potts (1925-2005), known as Ren Potts, was appointed as Professor of Applied Mathematics.

As Head of Mathematics, Barnes quickly impressed colleagues with his abilities at administration as well as his fine lecture courses. Under his leadership the Department flourished; there was only one honours student in 1959 but by 1964 there were twenty. He taught courses at all levels, set up a strong research group in number theory, and began to supervise Ph.D. studies of postgraduate students. Ren Potts writes [13]:-
During his first decade in Adelaide, Eric played a leading role in connection with school mathematics and began his involvement in university entrance matters. He served terms as Chief Examiner in Mathematics for the Public Examinations Board and as Chairman of the Board.
In 1971 the Department of Mathematics was split into two departments, Barnes becoming Head of the Department of Pure Mathematics and Potts becoming Head of the Department of Applied Mathematics. Barnes continued to become more involved in university administration [13]:-
Perhaps to the detriment of his mathematical research, he became increasingly involved in administration. A partial list of the responsible positions he held in the University is impressive: Head of Department, First Dean of the Faculty of Mathematical Sciences, Chair of Education Committee, Member of University Council, Deputy Vice Chancellor.
In 1973 the Department of Pure Mathematics, the Department of Applied Mathematics, the Department of Computing Science and the Department of Statistics became the constituent departments in the Faculty of Mathematical Sciences. Barnes became the Dean of the Faculty. He gave up the Elder Chair in 1975, however, and he became one of two Deputy Vice-Chancellors in that year. Ren Potts took over as Elder Professor of Mathematics. In fact Barnes only held the position of Deputy Vice-Chancellor for five years since, in 1980, the two Deputy Vice-Chancellor positions were discontinued in a restructuring of the University's administration. Barnes returned to mathematics as Professor of Pure Mathematics.

The authors of [14] give the following description of Barnes' personal qualities:-
Eric Barnes was an exceptionally quick and incisive thinker with an excellent memory. He devoted time and hard work to any matter which he took up and had a remarkable ability to master complex detail and identify the essentials. He was also a gifted expositor whose presentations were clear, logical and appropriate to their audiences. These qualities underlay his mathematical research and teaching and contributed greatly to his work in administration and academic management.

Eric's intellectual abilities could at times be daunting, and by nature he had a low tolerance for inaccuracy. In debate on large University committees, these characteristics sometimes led to an abrasive style of argument.

Eric gained and retained the respect and affection of his colleagues in pure mathematics. While he could argue cogently for his own point of view at departmental meetings, he was not dominating and was very much the opposite of a 'God-Professor'. He had a genuine concern for students at all levels and took a special interest in students from overseas, mathematically gifted students, and those who did not quite fit the system. His colleagues found him approachable, supportive and encouraging, particularly to new arrivals, those with less experience, and new researchers.

Among Eric's recreational interests were music, bridge, chess, reading and a love of language and words. He could lighten the atmosphere with a witty turn of phrase and he remained fluent in idiomatic French. He was a competent pianist and those who were there remember a happy Mathematics Department party at the home of the Potts family, around 1963, when musical entertainment was provided by a trio (Eric Barnes, piano, George Szekeres, viola, Ren Potts, clarinet) and novice pianist Maurice Brearley.
Barnes only served for three years after returning to Pure Mathematics, taking early retirement in 1983. The main reason for his retirement was health problems which he had suffered, beginning in the 1960s. He had a chronic respiratory condition which grew steadily worse over the years. He was made an Honorary Visiting Research Fellow in 1983 and continued to interact with the Department, attending seminars until 1992. During his last years he was housebound, only leaving home for hospital visits.

During the first part of his career, at the University of Cambridge and at the University of Sydney, Barnes published 31 papers. After taking up the Chair in Adelaide he published less with only three research papers appearing between 1961 and 1975. Perhaps surprisingly, after he became Deputy Vice-Chancellor he published seven paper between 1976 and 1979. His final two papers, published in 1983, were both joint work with Neil J A Sloane on lattice packings of spheres. Sloan, who was at the Bell Laboratory, Murray Hill, New Jersey, in the United States, shared with Barnes being born in Wales and then emigrating to Australia.

In 1984 the E S Barnes Prize was established to recognise his contributions to pure mathematics.


References (show)

  1. D Ball and K Tamura (eds.), Breaking Japanese Diplomatic Codes (ANU E Press, 2013).
  2. Barnes, Eric Stephen (1924-2000), Encyclopedia of Australian Science and Innovation (20 December 2022).
    https://www.eoas.info/biogs/P000197b.htm
  3. Barnes, Eric Stephen (1924 - 2000), Bright Sparcs (26 February 2007).
    https://www.asap.unimelb.edu.au/bsparcs/biogs/P000197b.htm
  4. Barnes, Eric Stephen, The Sydney Morning Herald (Wednesday, 18 October 2000), 38.
  5. G Cohen, Counting Australia In. The People, Organisations and Institutions of Australian Mathematics (Halstead Press, 2006).
    https://austms.org.au/wp-content/uploads/2025/08/CAI_booklet.pdf
  6. P Donovan, Sydney University, T G Room and Codebreaking in WW II, School of Mathematics and Statistics, University of Sydney (2002).
    https://www.maths.usyd.edu.au/u/WW2Codes/gazette.html
  7. Emeritus Professor Eric Barnes - Pure Mathematics, c1983, The University of Adelaide (2025).
    https://connect.adelaide.edu.au/nodes/view/4988
  8. Eric Barnes, Australian Academy of Science (2025).
    https://www.science.org.au/profile/eric-barnes
  9. Eric Stephen Barnes, Mathematics Genealogy Project (2025).
    https://www.genealogy.math.ndsu.nodak.edu/id.php?id=42104
  10. Eric Stephen Barnes, ancestry.com (2025).
  11. D Jenkins, Our War of Words, Sydney Morning Herald (19 September 1992).
  12. R Linn, Interview: Harry Medlin, J D Somerville Oral History Collection, State Library of South Australia: Interview No. Oh 760/12 (31 August 2007).
    https://digital.library.adelaide.edu.au/server/api/core/bitstreams/fe8eaae2-04ca-4892-957f-8b0db296bac3/content
  13. R Potts, Farewell to brilliant mathematician Eric Barnes, Adelaidean (20 November 2000), 6.
    https://www.adelaide.edu.au/script/adelaidean/archive/backissues/Adelaidean-2000-11-20.pdf
  14. G E Wall, J Pitman and R B Potts, Eric Stephen Barnes 1924-2000, Historical Records of Australian Science 15 (1) (2004), 21-45.

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Written by J J O'Connor and E F Robertson
Last Update December 2025