Robert Edward Bowen

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23 February 1947
Vallejo, California, USA
30 July 1978
Santa Rosa, California, USA

Rufus Bowen was an American mathematician who worked on dynamical systems.


Robert Edward Bowen was known as Rufus Bowen because of his red hair and beard. His parents were William Emery Bowen, known as Emery, and Marie Jane DeWinter. We begin by giving a little of their backgrounds. Emery Bowen was the son of Wilfred Farmer Bowen and Ethel Blanche Jane Emery who had both emigrated to the United States from Abergavenny in Wales and worked as cooks on the railways. Emery was brought up in Spokane, Washington, attending Franklin Elementary School and Lewis and Clark High School. He graduated with a diploma in Business Administration from Kinman Business University in February 1931. He then worked as a civil service clerk in the National Park Service at Glacier National Park until 1936 when he took up a position with the United States Forest Service in Salmon, Idaho.

Marie Jane DeWinter was the daughter of Adrian DeWinter and lived in Moscow, Idaho. She became a schoolteacher and met Emery Bowen while skiing. They were married on 3 July 1939 in Coeur d'Alene, Idaho. Marie had to leave her teaching job because she was married and the young pair set up home. With only one income, they were not well off and, in 1941, Emery was able to get a better paid position as a civilian supply clerk with the United States Air Force at Gowan Field in Boise, Idaho. Later that year their first son, William, was born. In 1944, with the United States at war, Emery joined the United States Navy and Marie, together with her son William, moved in with Emery's parents in Spokane. Marie got a job at the Naval Supply Base in Velox. In 1946, after World War II had ended, Emery left the navy and returned to a civilian position with the United States Air Force, first at Fort Walla Walla, and then in January 1947 at Travis Air Force Base east of the city of Fairfield in California. The Bowen's second son Robert, the subject of this biography, was born one month later in Vallejo, California. Emery continued to work at Travis Air Force Base until he retired in 1972.

Robert attended elementary and high schools in Fairfield. His brilliance was evident when he was young and, after graduating from Armijo High School in 1964, he entered the University of California at Berkeley. He had taken part in many school activities at Armijo High School playing basketball for the school team as well as being a member of the Mathematics Club, the Science Club and language clubs. He took part in the mathematics competition run by the Mathematical Association of America for his first three years at the school, coming 102nd , 7th , and 2nd in these years among students in California. In 1964 he took part in the Westinghouse Science Talent Search in Washington D.C. and he was ranked 2nd .

At Berkeley he won prizes for his outstanding work while an undergraduate being an Individual Putnam Fellow in the 25th Putnam Competition in 1964 and also a member of the University of California, Berkeley team which was placed fifth. Again in 1965 he was an Individual Putnam Fellow in the 26th Putnam Competition. He was awarded his bachelor's degree from Berkeley on 15 June 1967. At the graduation ceremony he was awarded the University Medal as the most distinguished graduating student, the Dorothea Klumpke Roberts Prize awarded to the top ranked mathematics student, and he received the Mathematics Department Citation. He continued to undertake research for his Ph.D. advised by Stephen Smale. He had written his first mathematical paper at the age of seventeen while still at Armijo High School and, by the age of twenty-one, he had published five papers. He was twenty-one years old when he married Carol Twito on 6 March 1968. Carol had been a pupil at Tennyson High School, Hayward, California, graduating 1965. Rufus and Carol had no children.

Let us look first at some of early papers by Bowen which were on graph theory. In 1966 he published On sums of valencies in planar graphs in the Canadian Mathematical Bulletin. This three page paper gives simple bounds (using Euler's polyhedron formula) for the number of edges in the sets obtained when the vertices of a planar graph are partitioned into two sets. In the following year he published two papers: The generation of minimal triangle graphs and Generations of triangulations of the sphere. In the first Bowen defines a type of graph, a minimal triangle graph (MTG), obtained by putting together a number of triangles. He then gives all MTGs up to isomorphism with less than 14 vertices. These were generated using a computer program. The second paper, written jointly with Stephen Fisk, again uses a computer program to generate all the triangulations of the sphere with up to 12 vertices.

As we mentioned above, Bowen was awarded his bachelor's degree by the University of California at Berkeley in 1967 and obtained a doctorate there three years later in 1970. It was at this time that he changed his first name from Robert to Rufus. From this point on his papers appear under the name Rufus Bowen while up to that time they had been published under the name Robert Bowen. In the year he was awarded his doctorate, he was appointed to the University of California at Berkeley becoming a full professor there in 1977. Even before that he gave an invited address to the 1974 International Mathematical Congress in Vancouver, see [2] for the text of his lecture.

Dynamical systems theory had been started by Henri Poincaré in the 1880's. Bowen's doctoral thesis Topological Entropy and Axiom A, supervised by Stephen Smale, was on this topic and he continued to make major contributions to dynamical system theory, building on the work of Poincaré and Willard Gibbs. Bowen extended Gibbs's work on invariant measures associated with dynamical systems. He developed methods in symbolic dynamics originally due to Jacques Hadamard and Marston Morse.

In 1975 Bowen published the book Equilibrium states and the ergodic theory of Anosov diffeomorphisms in the Springer Lecture Notes in Mathematics Series. Leonid A Bunimovic writes in a review:-
This book is devoted to studying the properties of continuous and smooth dynamical systems some of whose trajectories are asymptotically exponentially unstable. There are two fields of applications of ergodic theory for the exploration of continuous and smooth systems. First, it is used for the study of properties of almost all ... trajectories of the system. The second field of applications concerns the investigation of properties of the set of all the invariant measures for a given dynamical system and the finding of some remarkable measures in this set. The subject of this book belongs to the second direction.
Bunimovic also comments:-
The book is clearly and precisely written throughout and makes for comfortable reading. It is a good source of information about recent work in this field.
We note that in 2008 this book was republished. It states in the Preface:-
Jean-René Chazottes has had the idea to make Bowen's monograph more easily available by retyping it. He has scrupulously respected the original text and notation, but corrected a number of typos and made a few other minor corrections, in particular in the bibliography, to improve usefulness and readability. In his enterprise he has been helped by Jerôme Buzzi, Pierre Collet, and Gerhard Keller.
Another short 45-page book by Bowen appeared in 1978, the year of his death. With title On Axiom A diffeomorphisms it presented many results about Axiom A diffeomorphisms obtained since Smale's fundamental 1968 paper on the subject. The work is again reviewed by Bunimovic who adds:-
Many remarkable results in this subject are due to [Bowen], and his untimely death is a great loss.
Jacob Feldman, Marina Ratner, and Stephen Smale have written an obituary of Bowen [4] in which they describe his home life and his character. Rufus and Carol Bowen's [4]:-
... life was simple and unpretentious, punctuated by occasional parties full of noise and dancing. Rufus was a mainstay of the Sunday morning math department volleyball games. Although there was a certain amount of travel to other mathematical centres, Rufus preferred to stay near home, and his vacations usually took him and his wife to some quiet place in northern California ... His gentle humour, his extraordinary intelligence, his modesty, his utter honesty drew people to him, and he had many friends.
They also describe the style of his contributions at Berkeley:-
Rufus was an outstanding and well-appreciated teacher. During his brief career he had five Ph.D. students. Because of his stature in the mathematical world, he attracted several outstanding visitors in his field to Berkeley, and in this way was beginning to influence the development of the department. He had clear, independent, and carefully thought-out views on many social and political matters. He involved himself actively in the campaign against nuclear weapons. ...
Bowen died of a cerebral haemorrhage at the age of 31 while on a summer vacation with his wife to northern California. His death was sudden and totally unexpected.

His death at the age of 31 meant that he had never received the honours for his remarkable contributions that he would have otherwise have done. However he received a posthumous honour in 1981 when the Bowen Lectures were set up at Berkeley [8]:-
The Bowen Lectures are supported by anonymous donors, one of whom was an undergraduate student of Rufus Bowen. Bowen worked in mathematical dynamics systems theory. His pioneering studies of topological entropy, symbolic dynamics, Markov partitions, and invariant measures are of lasting importance; much of today's research is inspired by his ideas.
The first Bowen Lecturer was Dennis Sullivan, the author of [7], and the Bowen Lectures have been given by a leading mathematician each year since. For a list of Bowen Lecturers, see THIS LINK.

References (show)

  1. C P Auser, M Hirsch and D E Osterbock, Biography in Dictionary of Scientific Biography (New York 1970-1990). See THIS LINK.
  2. R Bowen, Symbolic dynamics for hyperbolic flows, Proc. Internat. Congress of Mathematicians (Vancouver, 1974).
  3. W Bowen, William Emery Bowen (1910-2000).
  4. J Feldman, M Ratner and S Smale, Robert Edward Bowen: In Memoriam, September 1979, Mathematics, Berkeley, University of California:
  5. In memoriam: Rufus Bowen, Global theory of dynamical systems, Proc. Internat. Conf., Northwestern Univ., Evanston, Ill., 1979, Lecture Notes in Maths. 819 (Berlin, 1980), iii.
  6. La Mezcla, Armijo High School 67 (Fairfield, California, 1964).
  7. D Sullivan, Rufus Bowen (1947-1978), Inst. Hautes études Sci. Publ. Math. 50 (1979), 7-9.
  8. The Bowen Lectures, University of California, Berkeley.

Additional Resources (show)

Honours (show)

Honours awarded to Robert Edward Bowen

  1. International Congress Speaker 1974

Written by J J O'Connor and E F Robertson
Last Update October 2015